Firm Successfully Defends Broker Breach of Employment Agreement Claims Initiated by Kirlin Securities, Inc.
After a nineteen day arbitration hearing, an arbitration panel issued an arbitration award on March 18, 2009, that unanimously dismissed all claims by Kirlin against six former brokers who allegedly breached restrictive covenants in employment agreements.
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Raymond L. Moss Elected Member of the Congress of Fellows
In recognition of the contributions he has made to the Center for International Legal Studies, based in Salzburg, Austria, Raymond L. Moss was elected as a Member of the Congress of Fellows in September 2008.
Firm Wins Indemnification for Former Vice President, Branch Manager, and Broker Against Wachovia/A.G. Edwards & Sons, Inc. for Successful Defense of Customer Claim in Arbitration and Litigation
May 16, 2008
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Firm Advisor to DWI Holdings Inc. on $30M Purchase of Company
The Fulton County Daily Report, November 1, 2007
By Andy Peters Download pdf
Sims Moss Kline & Davis LLP is an Atlanta-based law firm with significant experience in numerous areas of practice. We are accomplished advocates in both the boardroom and the courtroom, handling sophisticated commercial transactions and complex litigation.
Our clients include leading domestic and foreign multinational corporations, major financial institutions and broker-dealers, investment advisers and investment funds and public and privately-held companies. We serve start-up ventures and individuals as well. Other lawyers and law firms often retain our services themselves and refer their clients to us when conflicts arise.
Analysis Tools Now Available for Broker and Client Use Pursuant to NASD IM-2210-6
Strategic Financial Solutions, LLC; PerTrac Solutions (Vol. 4, Issue 1; First Quarter 2005)
The U.S. Patriot Act and Related Domestic and International Anti-Money Laundering Regulations, With a Special Focus on Switzerland: Legal and Business Implications
Practising Law Institute; Securities Arbitration Handbook (2004 ed.)
New CFTC Flexibility for Hedge Fund Managers
ABANA Review (Fall 2003)
The Wall Street Analyst: Rise and Fall of a Rock Star
Practising Law Institute; Securities Arbitration Handbook (2002 ed.)
Liability Of Clearing Firms: Traditional And Developing Perspectives
Practising Law Institute; Securities Arbitration Handbook (1998 ed.)
