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Investment Adviser Regulation

Analysts warn of reverse mergers' dangers, BUT SOME SAY smaller companies can benefit from alternative to IPO

Annual Securities Arbitration Seminar

Arbitration Process Article

Case Shows Risk in Arbitration Appeals

Citi Brokerage Client to Get $1.55 Million, Worldcom Investment handled improperly in Salomon account

Firm Advisor to DWI Holdings Inc. on $30M Purchase of Company

Firm Defeats $10 Million Raiding Claim

Firm Defeats Vacatur Challenge to NASD Arbitration Award

Firm Hosts 10th Year Celebration at Ritz-Carlton, Buckhead. Keynote speaker: Dr. Harry Blair, Associate Chair, Department of Political Science, Yale University.