Analysis Tools Now Available for Broker and Client Use Pursuant to NASD IM-2210-6
Strategic Financial Solutions, LLC; PerTrac Solutions (Vol. 4, Issue 1; First Quarter 2005)

The U.S. Patriot Act and Related Domestic and International Anti-Money Laundering Regulations, With a Special Focus on Switzerland: Legal and Business Implications
Practising Law Institute; Securities Arbitration Handbook (2004 ed.) 

New CFTC Flexibility for Hedge Fund Managers
ABANA Review (Fall 2003)

The Wall Street Analyst: Rise and Fall of a Rock Star
Practising Law Institute; Securities Arbitration Handbook (2002 ed.)

Cited in the following Journal:
Yale Law Journal (November, 2003), 113 Yale L.J. 269.

Liability Of Clearing Firms: Traditional And Developing Perspectives
Practising Law Institute; Securities Arbitration Handbook (1998 ed.)

Cited in the following Cases and Journals:

• McDaniel v. Bear Stearns & Co., Inc. et al, 196 F. Supp. 2d 343 (S.D.N.Y. 2002).
• In re Blech Securities Litigation, 2002 W.L. 31356498 (S.D.N.Y. 2002). 
• New York University Law Review (October, 1999), 74 N.Y.U. L. Rev. 1014 
• Brooklyn Law Review (Winter, 2001), 67 Brook. L. Rev. 479. 
• San Diego Law Review (Fall, 2002), 39 San Diego L. Rev. 1327. 
• Business Lawyer (May, 2003), 58 Bus. Law 917.