Sims Moss Wins Dismissal of Wrongful Conduct Claims Against Departing Securities Broker

In May 1999, Gerald B. Kline successfully defended a departing securities professional against wrongful conduct claims asserted by his former broker-dealer. Mr. Kline obtained an NASD arbitration Award dismissing the broker-dealer's claims of fiduciary duty breach, duty of loyalty breach, unfair competition and punitive damages.