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  • + Practice Areas
    • Business Litigation and Alternative Dispute Resolution
    • False Claims Act Whistleblower Litigation
    • Broker-Dealer and Other Investment Professional Disputes
    • Technology and Intellectual Property
    • Creditors' Rights and Bankruptcy
    • Corporate, Securities, and Mergers and Acquisitions
  • + News
    • Sims Moss Represents Neeleman JS Holdings in Acquisition of Substantially All of the Assets of Los Angeles-Based Private Jet Company JetSuite Air
    • Investment Advisers Preparing for Increased NASAA State Regulation Pursuant to Dodd-Frank Wall Street Reform Act
    • Gerald B. Kline Admitted to the Federation of Defense & Corporate Counsel
    • Recent Indemification-Trends Article
    • Sims Moss Defeats Vacatur Challenge to NASD Arbitration Award
    • Hedge Hell - Investors who were attracted to Highland Capital’s tough investment style are now feeling a little roughed up
    • Sims Moss Successfully Defends Broker Breach of Employment Agreement Claims Initiated by Kirlin Securities, Inc.
    • Sims Moss Defeats Plaintiffs in Corporate Management Dispute
    • Raymond L. Moss Elected Member of the Congress of Fellows
    • Sims Moss Wins Indemnification for Former Vice President, Branch Manager, and Broker Against Wachovia/A.G. Edwards & Sons, Inc. for Successful Defense of Customer Claim in Arbitration and Litigation
    • Sims Moss Advisor to DWI Holdings Inc. on $30M Purchase of Company
    • Sims Moss Hosts 10th Year Celebration at Ritz-Carlton, Buckhead. Keynote speaker: Dr. Harry Blair, Associate Chair, Department of Political Science, Yale University
    • Case Shows Risk in Arbitration Appeals
    • Analysts warn of reverse mergers' dangers, BUT SOME SAY smaller companies can benefit from alternative to IPO
    • Sims Moss Negotiates Dismissal of Multi-Million Dollar Arbitration Claim; Procures Expungement Relief for Broker
    • Sky Radio Interview
    • Patriot Act Article
    • Citi Brokerage Client to Get $1.55 Million, Worldcom Investment Handled Improperly in Salomon Account
    • Recent Trends in Private and Public Equity Investment
    • The Wall Street Analyst: Rise and Fall of a Rock Star
    • Sims Moss Recovers for Investor on Mishandled Transfer of Securities Account
    • Successfully Operating an Asset Management Business
    • Investment Adviser Regulation
    • Firm Defeats $10 Million Raiding Claim
    • Hedge Funds: What, When, Why, and How
    • Sims Moss Represents Major Entertainment Company in Licensing Agreement Dispute
    • Legal Considerations Affecting Domestic and Offshore Investment Funds
    • The Southeast Symposium on Alternative Investment Strategies
    • Spotlight on the Hedge Fund Industry
    • Annual Securities Arbitration Seminar
    • Sims Moss Wins Dismissal of Wrongful Conduct Claims Against Departing Securities Broker
    • Sims Moss Recovers Actual Damages, Attorney's Fees, and Punitive Damages for Investor
    • Investment Partnerships and Offshore Fund Seminars
    • Liability of Clearing Firms: Traditional and Developing Perspectives
    • Sims Moss Recovers Deferred Compensation Benefits for Departing Securities Broker
    • Advisory Committee for Securities Law Amendments
    • Investment Partnerships and Offshore Fund Seminar
    • Structuring, Marketing and Maintaining Offshore Hedge Funds
    • Recovery for Investor on Margin Dispute and Securities Manipulation Claims
    • Investment Scheme Article
    • Arbitration Process Article
    • Securities Fraud Article
    • How Atlanta Broker Threw Pro Athletes for Major Losses---Ocar Ayala Jr. of Shearson Played on Unlevel Field, and Clients Seek Redress
  • Attorneys
  • + Publications
    • Developments in Indemnification and Advancement Rights
    • Analysis Tools for Broker and Client Use
    • The U.S. Patriot Act
    • New CFTC Flexibility for Hedge Fund Managers
    • + Rise and Fall of a Rock Star
      • Rise and Fall of a Rock Star - page 2
      • + Rise and Fall of a Rock Star - page 3
        • Rise and Fall of a Rock Star - page 4
      • Rise and Fall of a Rock Star - page 5
      • Rise and Fall of a Rock Star - page 6
    • + Liability Of Clearing Firms
      • + Liability Of Clearing Firms - page 2
        • Liability Of Clearing Firms - page 3
        • Liability Of Clearing Firms - page 4
        • Liability Of Clearing Firms - page 5
        • Liability Of Clearing Firms - page 6
      • Liability Of Clearing Firms - page 7
      • Liability Of Clearing Firms - page 8
      • Liability Of Clearing Firms - page 9
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